Municipal Securities Rulemaking Board

Results: 1131



#Item
701Bonds / Securities / Stock market / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Securities Industry and Financial Markets Association / Auction rate security / Credit rating agency / Financial economics / Finance / Investment

Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the Interest Rate and Descriptive Information Currently Col

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Source URL: www.sec.gov

Language: English - Date: 2010-08-23 14:39:07
702United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Money laundering / Securities Exchange Act / Bank Secrecy Act / Patriot Act / Self-regulatory organization / Terrorism financing / Financial regulation / Law / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 11, 2003 Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Bo

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Source URL: www.sec.gov

Language: English - Date: 2004-04-20 16:49:30
703United States Securities and Exchange Commission / Securities / 73rd United States Congress / United States securities law / Stock market / Municipal Securities Rulemaking Board / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2010-08-13 17:36:01
704United States securities law / 73rd United States Congress / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Economy of the United States / Regulation S-K / Investor Protection and Securities Reform Act / United States Securities and Exchange Commission / Electronic Municipal Market Access / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-04-27 08:42:04
705Government / United States securities law / U.S. Securities and Exchange Commission / Securities Exchange Act / Self-regulatory organization / Rulemaking / Solicitation / Tower Amendment / Law / Municipal Securities Rulemaking Board / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-05-02 17:13:51
706U.S. Securities and Exchange Commission / Law / Self-regulatory organization / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission

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Source URL: www.sec.gov

Language: English - Date: 2005-09-23 16:39:15
707Government / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / Registered representative / General Securities Principal Exam / Securities and Exchange Commission / United States securities law / Financial regulation / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal – General Securities Sales Supervisor (Series 9/10)

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Source URL: www.sec.gov

Language: English - Date: 2005-12-09 15:14:06
708United States securities law / Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Underwriting / Securities Exchange Act / Bond / Self-regulatory organization / Financial economics / Financial system / Economics

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38; Rel. No[removed], File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-14 17:14:12
709United States securities law / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial system / Self-regulatory organization / Securities Exchange Act / Economy of the United States / Nationally recognized statistical rating organization / Security / Financial regulation / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (EMMA®)

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Source URL: www.sec.gov

Language: English - Date: 2010-05-27 09:37:20
710Financial regulation / Business / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Financial system / Securities Exchange Act / Security / Securities market / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-12-26 10:08:29
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